Securities Offerings & Placement

Corporate & Business

Securities regulation is a highly specialized discipline. Several of our firm’s attorneys maintain the specialized knowledge to assist in the particular discipline.

Our attorneys use their rare and unique knowledge and abilities to help clients like you navigate a very broad range of securities-related transactional and compliance matters. Our areas of expertise include private placement and other exempt offerings, and SEC and blue-sky reporting and compliance.  Familiar with every nuance of the regulatory framework and the available financing vehicles, we focus on completing transactions quickly and efficiently. 

Because many of our clients have been with us for years and seek our counsel on day-to-day matters regularly, we understand their businesses well and are able to respond immediately to execute time-sensitive capital market transactions. 

We work closely with our clients to help them fulfill their reporting responsibilities under the securities laws, helping them stay on top of the SEC's rapidly changing reporting requirements, the listing standards of the stock exchanges and in some cases, the new reporting options created by the JOBS Act, as well as potential pitfalls in its reporting requirements. Our lawyers know the SEC's offering reform rules and we work with issuers as they implement new registration statements and offering procedures. As Dodd-Frank rulemaking continues its slow crawl, we keep our clients abreast of developments and help them cope with ambiguity.

Not only that, but our securities team routinely represents issuers and investors in exempt offerings of equity and debt securities and advise issuers of appropriate sources of capital and proper utilization of exemptions from federal and state registration requirements. 

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Securities Offerings & Placement